Helping traders and investors since 2021 take Informed decisions and trade with discipline through research-based, hedge-focused market strategies.

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GauravSir.in is a professional stock market research platform led by a SEBI Registered Research Analyst, focused on defined risk management, positional trading, and hedge-based strategies for Indian equity and derivatives markets.

Every strategy is designed with predefined risk, clear structure, and logical market reasoning.

Our research framework is suitable for traders who want to move away from tips and towards process-driven, rule-based trading decisions, especially in NIFTY and selected stocks.

WHY CHOOSE A SEBI REGISTERED RESEARCH ANALYST

Why Trade With a SEBI Registered Research Analyst?

Trading based on unverified tips can be dangerous. As a SEBI Registered Research Analyst, we follow strict regulatory guidelines, ethical standards, and transparency in research delivery.

What this means for you:

• Research aligned with SEBI compliance
• No fake promises or guaranteed returns
• Focus on risk disclosure and capital safety
• Structured analysis, not random calls

This builds long-term trust and consistency — the two most important elements in trading success.

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OUR CORE OFFERINGS

Our Trading & Hedge Strategies

We specialize in risk-defined and positional strategies suitable for disciplined traders.

Key areas of focus:

• NIFTY positional hedge strategies
• Stock-specific research setups
• Volatility-based risk management
• Market structure and trend analysis

Each strategy is designed to reduce emotional decision-making and improve consistency over time.

Detailed strategies are explained on dedicated pages.

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WHO THIS IS FOR

Who Should Use Our Research?

Our services are ideal for:

• Traders looking for Defined-risk, structured strategies
• Working professionals with limited screen time
• Traders who want to avoid intraday noise
• Investors who respect process and discipline

If your priority is long-term survival and controlled growth, our research approach aligns perfectly with your goals.

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RISK MANAGEMENT PHILOSOPHY

Risk Management Comes First

In trading, avoiding large losses is more important than chasing big profits.
Our research philosophy is built on:

• Defined risk before entry
• Hedge-based protection during uncertainty
• Capital allocation discipline
• No over-exposure

This mindset helps traders stay in the market long enough to benefit from probability and consistency.

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FAQs

Frequently Asked Questions

Q1. Are returns guaranteed?
No. Market trading involves risk. We focus on research and risk management, not guarantees.

Q2. Do you provide tips or calls?
No random tips. All insights are research-based and educational in nature.

Q3. Is this suitable for beginners?
Yes, especially for those who want to learn disciplined trading rather than gambling.

Q4. Why SEBI registration matters?
It ensures transparency, accountability, and investor protection.

Regulatory Complaints Disclosure

SEBI mandates all RA’s to display the complaint status on the website as shown below. Investors can first contact the intermediary in case of complaints in our case through contact us page. the SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here: https://scores.gov.in/scores/Welcome.html

Annexure- B
Formats for investors complaints data to be disclosed monthly by SEBI RIAs on their website/mobile application:

Data for the month ending – December 2025

S. No.	Received From	Pending as of last month	Received	Resolved*	Total Pending#	Pending complaints >3 months	Avg. Resolution Time^(in days)
1	Directly from Investors	0	0	0	0	0	0
2	SEBI – (SCORES)	0	0	0	0	0	0
3	Other Sources (if any)	0	0	0	0	0	0
	Grand Total

Number of complaints received during month against the RA due to impersonation by some other entity

Note: In case of any complaints received against the IA due to impersonation of the RA by some other entity, the RA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further , RA must close such impersonation related complaints after following the due process as specified by SEBI/IAASB

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month
^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

S. No.	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	Apr 2025	0	0	0	0
2	May 2025	0	0	0	0
3	June 2025	0	0	0	0
4	July 2025	0	0	0	0
5	Aug 2025	0	0	0	0
6	Sep 2025	0	0	0	0
7	Oct 2025	0	0	0	0
8	Nov 2025	0	0	0	0
9	Dec 2025	0	0	0	0
10	Jan 2026	0	0	0	0
11	Feb 2026	0	0	0	0
12	March 2026	0	0	0	0
13	April 2026	0	0	0	0
14	May 2026	0	0	0	0
15	June 2026	0	0	0	0
	Grand Total	0	0	0	0

Trend of annual disposal of complaints

S. No.	Year	Carried forward from previous year	Received	Resolved*	Pending#
3	2021-2022	0	0	0	0
4	2022-2023	0	0	0	0
5	2023-2024	0	0	0	0
6	2024-2025	0	0	0	0
7	2025-2026	0	0	0	0
	Grand Total	0	0	0	0

Grievance Redressal / Escalation Matrix

Sr. No	Details of designation	Contact Person Name	Address	Contact No.	Email-ID	Working hours when complainant can call
1	Customer Care	Gaurav Sharma	33, First Floor Sadguru Plaza Seawoods West Nerul 400706 Maharashtra	7982086671	gauravsharma21234@gmail.com	9 AM to 3 PM
2	Head of Customer Care	Gaurav Sharma	33, First Floor Sadguru Plaza Seawoods West Nerul 400706 Maharashtra	7982086671	gauravsharma21234@gmail.com	9 AM to 3 PM
3	Compliance Officer	Gaurav Sharma	33, First Floor Sadguru Plaza Seawoods West Nerul 400706 Maharashtra	7982086671	gauravsharma21234@gmail.com	9 AM to 3 PM
4	CEO	Gaurav Sharma	33, First Floor Sadguru Plaza Seawoods West Nerul 400706 Maharashtra	7982086671	gauravsharma21234@gmail.com	9 AM to 3 PM
5	Principal Officer	Gaurav Sharma	33, First Floor Sadguru Plaza Seawoods West Nerul 400706 Maharashtra	7982086671	gauravsharma21234@gmail.com	9 AM to 3 PM

Annual Compliance Disclosure

disclosure with respect to compliance with annual compliance audit requirement under regulation 19(3) of SEBI (Research Analyst) Regulations, 2013 for the previous and current financial year are as under:

S. No.	Year	Compliance Audit Status	Remarks, if any
3	2021-2022	Conducted	N/A
4	2022-2023	Conducted	N/A
5	2023-2024	Conducted	N/A
6	2024-2025	Conducted	N?A

SEBI’s Investor Charter

A. Vision and Mission Statements for Investors

• Vision: Invest with knowledge & safety.
• Mission: Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of Business Transacted by the Research Analyst with Respect to the Investors

• Publish research reports based on diligent research activities of the RA.
• Provide independent, unbiased views on securities.
• Offer unbiased recommendations, disclosing any financial interests in recommended securities.
• Provide research recommendations, based on analysis, publicly available info and known observations.
• Conduct annual audits and ensure compliance with SEBI advertisement codes.
• Maintain proper records of interactions with all clients and prospective clients (prior to onboarding) where research service-related conversations have occurred.

C. Services Provided to Investors

• Onboarding clients by explaining terms, services, and risk disclosure, and completing KYC for fee-paying clients.
• Facilitating access to research reports via email or registered portal.
• Ensuring confidentiality of research results prior to publication.
• Disclosing information material to the client (including business activities, disciplinary history, risks, and potential conflicts of interest).
• Distributing research reports and recommendations to clients without discrimination.
• Disclosing the extent to which Artificial Intelligence (AI) tools are used in generating research services.
• Timebound resolution of investor grievances (within 30 calendar days).

D. Grievance Redressal Mechanism & Timelines

If you have any grievance, approach the Research Analyst directly at query.neetesh@gmail.com or registered office: Durga Colony, Street No. 1, Bilram Gate, Kasganj, Uttar Pradesh – 207123, India. The analyst must resolve it within 30 days. If unsatisfied, escalate to SEBI via the SCORES portal (scores.sebi.gov.in) or send physical complaints directly to SEBI Office: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from Investors (Do’s and Don’ts)

Do’s:

• Deal only with SEBI-registered Research Analysts (verify registration number on SEBI site).
• Check the SEBI registration certificate and validity details.
• Read disclaimers and disclosures carefully before making investment choices.
• Pay subscription fees only through authorized banking channels (NEFT/RTGS/IMPS/UPI) and maintain receipts.
• Ensure that you provide complete and accurate information during onboarding.
• Ask questions and clear all doubts with the RA regarding their recommendations before acting on them.
• Report misconduct to SEBI if an RA promises assured or guaranteed returns.

Don’t’s:

• Do not pay any cash or cash-equivalents to the Research Analyst.
• Do not share secure login credentials (PINs, passwords, OTPs) with anyone.
• Do not sign blank documents or accept guaranteed returns / profits.
• Do not deal with unregistered intermediaries.
• Do not act on suggestions or messages received on unverified social channels (Telegram/WhatsApp channels).
• Do not provide funds to the Research Analyst for investment purposes (RAs provide research; they do not manage capital).
• Do not fall prey to luring advertisements, market rumors, or promises of limited-period discounts/incentives.

Privacy Policy

We respect client confidentiality. We collect client names, contact details, PAN, and KYC details during onboarding:

• All information collected is used solely for verification, invoicing, record keeping (mandated for 5 years by SEBI), and delivering research reports.
• We do not sell, rent, or share customer database logs with third-party marketing companies.
• Information may be shared only with regulatory bodies (like SEBI or income tax departments) if officially demanded under legal provisions.

Refund Policy

We maintain a transparent fee and refund policy in line with SEBI regulations:

A. Eligible Refund Scenarios

Subscribers may request a refund or cancellation under the following specific circumstances:

• Double Payment / Billing Error: If a client is charged multiple times due to a gateway/technical error, the duplicate transaction will be refunded in full.
• Non-Delivery of Services: If we fail to deliver the research reports or recommendations promised under your subscription tier, you will be entitled to a refund.
• Premature Termination: In the event of premature termination of research services by either party, the client is entitled to a refund of fees for the unexpired/unused subscription period on a pro-rata basis.
• Regulatory Action: If the registration of the Research Analyst is suspended or canceled by SEBI, any subscription fee collected for the unexpired portion of the subscription period shall be refunded to the client on a pro-rata basis.

B. Non-Refundable Scenarios

In accordance with industry compliance and market risk disclaimers:

• Market Losses: Investments in the securities market carry risk. Under no circumstances will refunds be issued for losses incurred based on our research recommendations.
• Performance Dissatisfaction: Dissatisfaction with the performance of recommended stocks, targets, or stop-loss hits is not eligible for a refund.

C. Refund Processing & Claims

To claim an eligible refund, email us at gauravsharma21234@gmail.com within 7 days of occurrence with invoice details and transaction proof. Verified refunds will be processed to the client’s bank account within 10 to 15 working days. Any statutory deductions (such as GST or payment gateway processing charges) will be deducted from the final refund amount as permitted by SEBI guidelines.

Most Important Terms and Conditions

1. Execution of Trades

We do not provide trade execution, direct trading accounts, or portfolio management services. Trades must be executed through your own stockbroker at your own discretion.

2. Safe Advisory Boundaries

Recommendations are purely for information. We are not liable for any losses incurred in the market. Please allocate capital responsibly using proper stop-loss limits.

3. Fee Collection Route

All subscription payments must only be made through digital pathways from the client’s own self-owned bank account. Cash payments are strictly prohibited under compliance circulars.

Terms of Usage

Please read these Terms & Conditions carefully before subscribing to our research reports.

1. Nature of Service

All subscription packages at Gauravsir.in are strictly for **Research Reports**. We do not provide customized financial planning, personalized investment advisory, discretionary wealth management, or execute trades. All investment choices are made solely by the client.

2. Subscription Fees & Payment

Subscription fees are payable in advance and must be sent only through authorized digital channels (NEFT, UPI, Netbanking). Under no circumstances will cash payments be accepted. Accounts are activated only after verifying KYC compliance.

3. Risk Disclosure

Securities market investments are subject to market volatility and risk. Historical performance of any recommendation is not indicative of future returns. You agree that you are fully aware of market risks and bear sole responsibility for any trading gains or losses.

4. Intellectual Property

The research reports shared with subscribers are for their personal, non-commercial use only. Unauthorized distribution, copying, or forwarding of reports on messaging channels (like Telegram, WhatsApp) is strictly prohibited and subject to legal action under intellectual property laws.

Disclaimers

Securities Market Warning: Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

All reports and technical recommendations are prepared under SEBI (Research Analyst) Regulations, 2014.

Disclaimer: Registration granted by SEBI, membership of BSE Administration and Supervision Limited (BASL) and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the Investment Adviser or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing.